SOX Compliance Checklist
Sarbanes-Oxley Act compliance checklist for public companies.
Last reviewed by the Radiatus Cloud team
SOX Compliance Checklist
IT compliance checklist for Sarbanes-Oxley Act (SOX).
Going for ISO 27001, SOC 2, HIPAA or GDPR?
Radiatus runs end-to-end compliance & GRC programs.
Track your SOX compliance
SOX sets requirements that applies to US public companies and their financial reporting, and meeting them means working through many specific obligations. This interactive checklist helps you track your SOX progress, so you can see what is done, what remains, and where the gaps are rather than holding it all in your head.
What the checklist covers
It covers SOX requirements around internal controls over financial reporting, documentation, and the controls that support accurate financial statements. Working through a structured checklist is far more reliable than an ad hoc review, because it ensures each requirement is considered rather than only the ones you happen to remember. It turns a large, intimidating regulation into a concrete list of things to confirm, which is exactly how compliance work is made manageable.
A tool, not legal advice
This is a practical aid for understanding and tracking requirements, not legal advice, and regulations change and vary by circumstance. Confirm your obligations with a qualified professional before relying on any assessment. It runs entirely in your browser, so nothing you enter is uploaded, which matters when the input describes your compliance posture.
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Frequently Asked Questions
What does SOX require?
Public companies to establish and document internal controls over financial reporting, so that financial statements are accurate and controls are demonstrably effective.
Why do internal controls matter for SOX?
Because SOX makes management responsible for the reliability of financial reporting, and documented, effective internal controls are how that reliability is demonstrated.
Is this a substitute for legal or compliance advice?
No. It is a practical tracking aid. Confirm your actual obligations with a qualified professional, since regulations change and depend on your circumstances.
Is my data uploaded?
No. The checklist runs entirely in your browser.
Privacy & Security
Local storage only.
About This Tool
This tool runs entirely in your browser. No data is sent to any server, ensuring complete privacy. Simply use the interface above to get started — no registration or login required.
Disclaimer: This tool is provided "as is" without warranty of any kind. Results are for educational and utility purposes.
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